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Regional broker-dealers enjoying growth spurt

As America's major financial firms crumbled in the recession, Cerulli Associates research shows a solid period of growth for regional broker-dealers.

By Andy Stonehouse | Updated on June 13, 2012

Not necessarily part of the financial backwaters anymore, America’s regional broker-dealers are in growth mode, according to research from Cerulli Associates.

After years of being a ripe target for acquisition by the now-flailing major financial firms, smaller broker-dealers are turning into an attractive opportunity for advisors and asset managers.

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