The 2 biggest causes of fiduciary liability in 401(k)s

<a href="http://www.freedigitalphotos.net">Photo credit: FreeDigitalPhotos.net</a>

The old adage goes: When it rains, it pours. However, that doesn’t necessarily imply a bad thing. All it means is that things happen in bunches. Good things. Bad things. Old things. New things. Borrowed things. Blue things. 

This autumn has been a series of rather fortunate events. Everyone has goals. Sometimes they’re ambitious. We call those dreams. When I started writing, I had several goals – achievements I could earn myself just with grit, determination and a handy keyboard. I also had dreams – accomplishments I could only earn by winning the respect of others. Among my dreams included speaking before the Academy of Behavioral Finance and Economics as well as speaking before a group of senior bank trust officials. Both of these represent my two different (but deep) professional roots.