Retirees and those saving for retirement are going to be more of the SEC's focus.
The agency's Office of Compliance Inspections and Examinations' priorities for 2015 include anything that threatens retail investor retirees, or investors' savings for retirement.
Other areas on the OCIE priority list include assessing market-wide risks and the use of data analytics to identify signs of potential illegal activity.
Complete your profile to continue reading and get FREE access to BenefitsPRO, part of your ALM digital membership.
Your access to unlimited BenefitsPRO content isn’t changing.
Once you are an ALM digital member, you’ll receive:
- Breaking benefits news and analysis, on-site and via our newsletters and custom alerts
- Educational webcasts, white papers, and ebooks from industry thought leaders
- Critical converage of the property casualty insurance and financial advisory markets on our other ALM sites, PropertyCasualty360 and ThinkAdvisor
Already have an account? Sign In Now
© 2024 ALM Global, LLC, All Rights Reserved. Request academic re-use from www.copyright.com. All other uses, submit a request to [email protected]. For more information visit Asset & Logo Licensing.