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Cetera launches platform to aid DOL fiduciary rule compliance

Here's news of a suite of tools and resources aimed at helping advisors identify areas of their practices that will be subject to the DOLs fiduciary rule.

By Marlene Y. Satter | Updated on May 03, 2016
Photo: AP

In the wake of finalization of the Department of Labor’s fiduciary rule, one network of broker-dealers is readying advisors for the coming changes.

Cetera Financial Group, which provides platforms and services to more than 9,000 independent financial professionals and over 500 financial institutions across the country, has created a platform with a suite of tools and resources aimed at helping advisors identify areas of their practices that will be subject to the DOL’s fiduciary rule.

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