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With 401(k) litigation increasing, plan advisors and plan sponsors need to know the latest laws as well as strategies attorneys are using to sue employers and advisors. BenefitsPRO's legal coverage includes news, analysis and updates on cases.
Like the outcome of RICO, expect the NY State Investor Protection Bureau to get a few trophies. But bad behavior won't stop.
Kitces calls SEC proposal a red herring.
One of the five commissioners claims the SEC 'squandered' an opportunity to act in the best interest of investors.
For some organizations, the warning signs a retirement plan – and its plan sponsor -- are in trouble are pretty obvious.
Reverse churning or compliance with fiduciary rule?
'Never let a good crisis go to waste,' these compliance experts say. Here's why.
Another nail in the coffin for fiduciary rule?
The tax law makes important changes that benefits specialists and other advisors should monitor.
In effect, ERIC members will only have to reveal they already sponsor a retirement plan if the state asks.