Search Results

Public companies would have to show the difference in pay between their CEOs and ordinary employees under a proposal advanced by federal regulators.

The very meaning of investment advice for retail investors may be fundamentally altered in what promises to be a big regulatory change.

The U.S. Department of Labor's revamped fiduciary standard will include transactions involving IRA accounts but won't be ready by October, as had been anticipated.

Regulators say advisors should update contingency plans so they can get back to work more quickly following a natural disaster such as Hurricane Sandy.

Passage of a sweeping overhaul of Wall Street regulations in 2010 was a hallmark of President Barack Obama's first term. Three years later, amid delays and compromises that critics say have diluted its ambitious goals, the president is trying to rekindle the law's promise.

It calls on the SEC to establish a proactive agenda to advance the mission of protecting investors, maintaining fair, orderly, and efficient markets, and to facilitate capital formation.

Ten Senate Democrats push for a delay in the Department of Labor's fiduciary ruling until after the SEC decides to hand down its own version.

The U.S. Department of Labor and the Securities and Exchange Commission have renewed their agreement to share information on retirement and investment matters.