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As a producer, what should you be expecting in terms of compliance support from your partners?

What makes a financial advisor a top performer? These 5 things could help.

Assets on Fidelitys Managed Accounts Solutions platform, which the investment behemoth created in partnership with technology from Envestnet, Inc., have hit the $150 billion mark.

The DOL's Phyllis Borzi answered the question about fiduciaries and the 'fiduciary era' the next day on the record in front of a live (and live-stream) audience. In case you missed it, the story starts here

When Congress passed the Wall Street Reform and Consumer Protection Act (aka Dodd-Frank) in the summer of 2010, it neither reformed Wall Street nor protected consumers. Indeed, it did worse.

The U.S. Senate voted to pass S.J. Resolution 33, which would rescind the Department of Labors recently finalized fiduciary rule.

The DOL fiduciary rule could affect big recruitment bonuses that often come with strings attached -- such as production levels and quotas for proprietary products.

The Securities and Exchange Commission has issued a soft date for the release of its own new fiduciary rule.