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Toughened penalties mean increased urgency to monitor the routine plan processes that create operational risks.
PBGC Director Reeder: 'We are trying to make a bad situation better.'
In effect, ERIC members will only have to reveal they already sponsor a retirement plan if the state asks.
Yes, giving advice without knowing others' circumstances, he may have risked breaching fiduciary duty. But he didn't.
Key provisions of the DOL fiduciary rule will still significantly impact the landscape of investment advice and fee structures.
California will be the third state to set up its own auto-IRA for private-sector employees.
The sweeping retirement reforms of RESA are backed by the Senate, but the House has hang ups.
Some experts speculate the DOL might drop its defense of the rule; others say it might ask SCOTUS to hear the case.
The Fifth Circuit Court of Appeals has finally weighed in on a decision affecting the DOL fiduciary rule.
The 5th Circuit is regarded as the best chance opponents of the fiduciary rule have to overturn it.