Search Results

Advisors can expect a promise from the SEC of more advisor exams this year.

As the sands of time slowly dissolve into the bottomless pit of eternitys hourglass, it helps to use important mileposts like the advent of a new year to measure how far weve moved since the last milepost.

The DOL's Thomas Perez has been meeting with senators over the past month to try and bring them over to his way of thinking: that anyone who gives investment advice to retirees should be held to the same high standards.

A year after the DOLs 401(k) Fee Disclosure Rule, a 2013 Limra study shows 50 percent of retirement plan participants still dont know what they pay and, worse yet, 40 percent still think their 401(k) is free. What gives?

Both say at IRI event that tax reform is important, but Cardin says budget deal struck Tuesday is not a grand bargain.

Until regulators do whatever they're going to do, here are six things every employer should know about fiduciary liability at this moment.

Labor Secretary Thomas Perez wants to revisit DOL redraft "from the ground up," according to Mercer Bullard, founder of Fund Democracy.

Achieving retirement readiness is more about controlling emotions than it is about understanding the next great investment fad.