Natixis Global Asset Managements latest survey finds fewer than half of investors actually have a financial plan.

About 4,000 retirement plan sponsors received an erroneous penalty notice from the Internal Revenue Service in the past month because they filed a late or incomplete Form 8955-SSA.

Retirement plan providers are seeing a rise in sponsors shopping their defined contribution plans.

A worker at a small company will pay three times more in fees on their retirement account than a worker at a larger company.

Two Republican House members sent a letter to the SEC questioning whether regulators should spend so much of their time conducting compliance examinations of private equity fund advisors.

Fidelity Investments Sixth Fidelity Millionaire Outlook also finds that Americans from these generations have the most positive financial outlook in the history of the study.

The number of Americans who expect to retire by age 65 has dropped dramatically since 1991, while the number who expect to retire after 70 has shot up, according to a report by the Employee Benefit Research Institute.

A group of Federal Reserve officials would like the Securities and Exchange Commission to take another stab at proposed rule changes that would affect money market mutual funds.