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SEC to scrutinize retirement advice
By Melanie WaddellThe SEC has launched a review of investment advisors and broker-dealers retirement planning sales practices.
With 401(k) litigation increasing, plan advisors and plan sponsors need to know the latest laws as well as strategies attorneys are using to sue employers and advisors. BenefitsPRO's legal coverage includes news, analysis and updates on cases.
The SEC has launched a review of investment advisors and broker-dealers retirement planning sales practices.