Legal

The owners of a manufacturing company in Kentucky have been sentenced to 15 months in prison for embezzling more than $487,000 from their company 401(k) plan.

After the release of data suggesting Mitt Romney might have an IRA worth $101 million, the Treasury Department and the IRS say they will investigate potential abuses.

The phrase "reasonably expects to receive" in the 408(b)(2) disclosures covers a lot of ground, so what are the real consequences of violating the law?

The U.S. Department of Labor is suing GreatBanc Trust Co. and Sierra Aluminum Co. in California for alleged ERISA violations.

The Department of Justice says the country's recession has resulted in an unprecedented rise in investment fraud schemes, and it is holding a regional summit in Nashville on the topic.

The suit accuses JPMorgan-owned Bear Stearns of engaging in massive fraud in deals involving billions in residential mortage-backed securities.