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SEC charges radio's Ray Lucia with misleading investors
By Andy StonehouseProminent wealth manager Ray Lucia, host of a national radio program, has been chastized by the SEC for misleading claims on retirement planning.
With 401(k) litigation increasing, plan advisors and plan sponsors need to know the latest laws as well as strategies attorneys are using to sue employers and advisors. BenefitsPRO's legal coverage includes news, analysis and updates on cases.
Prominent wealth manager Ray Lucia, host of a national radio program, has been chastized by the SEC for misleading claims on retirement planning.