Advisor Sales Strategies

The DOL's new Retirement Security Rule, which had been set to become effective Sept. 23, will remain on hold as appeals will be heard by the 5th Circuit, which blocked the previous Obama-era fiduciary rule.

In latest SEC investigation, 11 firms will pay more than $88 million to settle charges related to off-channel texting communications and widespread recordkeeping failures against investment advisors and broker-dealers.

As Trump-era tax policy nears its expiration date, the CFP Board and other financial trade groups urge the House Ways and Means Committee to reinstate tax incentives for workers seeking financial advice.

As President Biden's 12-month student loan payment "on-ramp" comes to an end next week, borrowers in all 50 states need to make student loan payments ASAP: Here are the states that hold the most student debt.

IBM has recently entered into a $6 billion pension risk transfer agreement with Prudential, as the retirement industry evolves from pension plans to 401(k) plans and PRTs firm allow firms to offoad the burdensome administration of allocating pension plans.

A federal judge extended a temporary restraining order on Pres. Biden's newest student debt forgiveness plan that could potentially affect 25 million borrowers - and have impact on the upcoming presidential election.

Exposing failures in the insurance and health care industry is easy for me, but doing the same about myself is not.

Citing data security concerns, Fidelity has informed advisors that it intends to block their access to customers' employer-sponsored 401(k) accounts via credential sharing.