Legal

The perfect may be the enemy of the good, but that shouldn't stop us from pondering a perfect fiduciary rule.

So far, 4 states have addressed the issue of conflicts of interest in the sales of investment products.

What is it that creates a fiduciary yoke between two people? It is a legal document we call a Limited Power of Attorney.

Illinois has actually made the pension problem worse since its highest court's ruling in 2015.

The DOL will continue a non-enforcement policy with the fiduciary rule. Confused yet?

If you offer advice in exchange for brokerage commissions, 12b-1 fees, or revenue sharing, it's best you don't read this.

The day the rule died: The 5th Circuit's decision to vacate the fiduciary rule will take effect on May 7, barring any long-shot last-ditch efforts.

The SEC has released FAQs for self-reporting of conflicted fund recommendations.